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Cathie Wood: The Visionary Behind ARK Investment Management

## A Pioneer in Innovation

In January 2014, Cathie registered ARK Investment Management LLC (“ARK”) as an investment adviser with the U.S. Securities and Exchange Commission. With over 40 years of experience in identifying and investing in innovation, Cathie founded ARK to focus solely on disruptive innovation and add new dimensions to research. Her open approach cuts across sectors, market capitalizations, and geographies, permitting ARK to identify large-scale investment opportunities in the public markets resulting from technological innovations centered around DNA sequencing, robotics, artificial intelligence, energy storage, and blockchain technology. As Chief Investment Officer (“CIO”) and Portfolio Manager, Cathie led the development of ARK’s philosophy and investment approach and has ultimate responsibility for investment decisions.

## A Wealth of Experience

Before founding ARK, Cathie spent twelve years at AllianceBernstein as CIO of Global Thematic Strategies, where she managed over $5 billion. Prior to that, she co-founded Tupelo Capital Management, a hedge fund that managed approximately $800 million in global thematic strategies. Cathie also worked for 18 years with Jennison Associates LLC and began her career at The Capital Group as an Assistant Economist. She received her Bachelor of Science, summa cum laude, in Finance and Economics from the University of Southern California in 1981.

## Recognized as an Influential Fund Manager

Cathie has been recognized as an influential fund manager across various outlets. In 2018, editors at Bloomberg acknowledged Cathie by selecting her to its second annual Bloomberg 50 list of people across business, entertainment, finance, politics, technology, and science who have defined global business. Fortune named her to its exclusive roundtable of experts in the annual Fortune Investors Guide: The Best Investing Advice for 2019 From Fortune’s Experts. In 2016, Cathie received the “Women in Finance – Outstanding Contribution Award” from Market Media. Additionally, she has been a featured speaker at esteemed events such as the World Economic Forum, the World Strategic Forum, The Sohn Hearts and Minds Investment Leaders Conference, and Singularity University’s Exponential Finance.

## Giving Back and Inspiring Future Innovators

In 2018, Cathie launched the Duddy Innovation Institute at her alma mater, Notre Dame Academy in Los Angeles. The institute offers a challenging educational experience for young women eager to stretch their learning beyond traditional boundaries. It aims to influence a new way of thinking and learning throughout the campus, inspiring future innovators.

Cathie Wood’s visionary leadership and dedication to innovation have cemented her as a trailblazer in the field of investment management, leaving a lasting impact on the financial industry.